CFA level I、II、III级官方教材科目与章节详解

对于每一个CFA考生来说,在备考CFA前需要了解自身学习背景与CFA课程相关内容权重,这是一个良好的学习规划必不可少的一部分,以下是CFA协会教材curriculum各级别书名列出,以便考生备考使用。

  • CFA Level I 教材

CFA Level I教材名称:

Volume 1: Ethical and professional Standards, Quantitative Methods

Volume 2: Economics

Volume 3: Financial Statement

Volume 4: Corporate Finance and Portfolio Management

Volume 5: Equity and Fixed Income

Volume 6: Derivatives and Alternative Investment

CFA一级教材名称译:

第1卷:道德和专业标准,定量分析方法

第2卷:经济学

第3卷:财务报表

第4卷:公司财务和投资组合管理

第5卷:股票和固定收益

第6卷:衍生工具和另类投资

  • CFA Level II 教材

CFA Level II 教材名称:

Volume 1: Ethical and professional Standards, Quantitative Methods, and Economics

Volume 2: Financial Statement Analysis

Volume 3: Corporate Finance

Volume 4: Asset Valuation and Equity

Volume 5: Fixed lncome

Volume 6: Derivatives and portfolio Management

CFA二级教材名称译:

第1卷:道德和专业标准,定量方法和经济学

第2卷:财务报表分析

第3卷:企业融资

第4卷:资产评估和股权

第5卷:固定lncome

第6卷:衍生工具和投资组合管理

  • CFA Level III 教材

CFA Level III 教材名称:

Volume 1: Ethical and professional Standards

Volume 2: Behavioral Finance, individual investors, and institutional investors

Volume 3: Capital Market expectations, market valuation, and asset allocation

Volume 4: Fixed income and equity portfolio management

Volume 5: Alternative investments, risk management, and the application of derivatives

Volume 6: Portfolio: Execution, evaluation and attribultion, and global investment performance standards

CFA三级教材名称译:

第1卷:道德和专业标准

第2卷:行为金融,个人投资者和机构投资者

第3卷:资本市场的预期,市场估值和资产配置

第4卷:固定收益和股票投资组合管理

第5卷:另类投资,风险管理,衍生品的应用

第6卷:组合:执行,评估和attribultion,以及全球投资表现标准

  • CFA章节

以下为详细的章节内容,大家可以详细的看出涉及到哪些知识点和相关领域:

I. Ethical and Professional Standards(伦理和职业标准)

A. Professional Standards of Practice

B. Ethical Practices

II. Quantitative Methods(定量方法)

A. Time Value of Money

B. Probability

C. Probability Distributions and Descriptive Statistics

D. Sampling and Estimation

E. Hypothesis Testing

F. Correlation Analysis and Regression

G. Time-Series Analysis

H. Simulation Analysis

I. Technical Analysis

III. Economics(经济学)

A. Market Forces of Supply and Demand

B. The Firm and Industry Organization

C. Measuring National Income and Growth

D. Business Cycles

E. The Monetary System

F. Inflation

G. International Trade and Capital Flows

H. Currency Exchange Rates

I. Monetary and Fiscal Policy

J. Economic Growth and Development

K. Effects of Government Regulation

L. Impact of Economic Factors on Investment Markets

IV. Financial Reporting and Analysis(财务报告与分析)

A. Financial Reporting System (with an emphasis on IFRS)

B. Analysis of Principal Financial Statements

C. Financial Reporting Quality

D. Analysis of Inventories and Long-Lived Assets

E. Analysis of Taxes

F. Analysis of Debt

G. Analysis of Off-Balance-Sheet Assets and Liabilities

H. Analysis of Pensions, Stock Compensation, and Other Employee Benefits

I. Analysis of Inter-Corporate Investments

J. Analysis of Business Combinations

K. Analysis of Global Operations

L. Ratio and Financial Analysis

V. Corporate Finance(企业融资)

A. Corporate Governance

B. Dividend Policy

C. Capital Investment Decisions

D. Business and Financial Risk

E. Capital Structure Decisions

F. Working Capital Management

G. Mergers and Acquisitions and Corporate Restructuring

VI. Equity Investments(股权投资)

A. Types of Equity Securities and Their Characteristics

B. Equity Markets: Characteristics and Institutions

C. Equity Portfolio Benchmarks

D. Valuation of Individual Equity Securities

E. Fundamental Analysis (Sector, Industry, Company)

F. Equity Market Valuation and Return Analysis

G. Closely Held Companies and Inactively Traded Securities

H. Equity Portfolio Management Strategies

VII. Fixed Income(固定收益产品)

A. Types of Fixed-Income Securities and Their Characteristics

B. Fixed-Income Markets: Characteristics & Institutions

C. Fixed Income Portfolio Benchmarks

D. Fixed-Income Valuation (Sector, Industry, Company) and Return Analysis

E. Term Structure Determination and Yield Spreads

F. Analysis of Interest Rate Risk

G. Analysis of Credit Risk

H. Valuing Bonds with Embedded Options

I. Structured Products

J. Fixed-Income Portfolio Management Strategies

VIII. Derivatives(衍生产品)

A. Types of Derivative Instruments and Their Characteristics

B. Forward Markets and Valuation of Forward Contracts

C. Futures Markets and Valuation of Futures Contracts

D. Options Markets and Valuation of Option Contracts

E. Swaps Markets and Valuation of Swap Contracts

F. Credit Derivatives Markets and Instruments

G. Uses of Derivatives in Portfolio Management

IX. Alternative Investments(另类投资)

A. Types of Alternative Investments and Their Characteristics

B. Real Estate Valuation

C. Private Equity/Venture Capital Valuation

D. Hedge Fund Strategies

E. Distressed Securities/Bankruptcies

F. Commodities and Managed Futures

G. Alternative Investment Management Strategies

G. Collectibles

X. Portfolio Management and Wealth Planning(投资组合管理和财富规划)

A. The Investment Policy Statement

B. Modern Portfolio Management Concepts

C. Behavioral Finance

D. Management of Individual/Family Investor Portfolios

E. Management of Institutional Investor Portfolios

F. Investment Manager Selection

G. Economic Analysis and Setting Capital Market Expectations

H. Tax Efficiency Strategies

I. Asset Allocation

J. Portfolio Construction and Revision

K. Risk Management

L. Execution of Portfolio Decisions (Trading)

M. Performance Evaluation

N. Presentation of Performance Results

END

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